PIMFA
Resources
- PIMFA LINKS
- Beware of Impersonation Fraud – ABI Guidance Note
- PIMFA and Avyse Transaction Monitoring Guide
- PIMFA Fraud Prevention Guide current trends dated December 2022
- PIMFA Guest Blog - Why Wealth Management Firms Must Prioritise PEPs and Sanctions Screening
- PIMFA Guide - Current Fraud Trends - How to Protect Your Firm and Your Customers 2021
- PIMFA Guide for Trustees dated April 2022
- PIMFA Journal #28 - But It's A Complex Password! By Daniel Pollard, Mitigo Group
- PIMFA Journal #33 - From Tick Box to Decision Tool - Rethinking Financial Crime Risk Assessments by Priya Giuliani at HKA
- PIMFA List of Authorised Financial Advisers, Stockbrokers And Wealth Managers
- PIMFA Podcast - Cutting the Cost of AML Compliance in Wealth Management Firms
- PIMFA Podcast - From Fines to Regulation: Understanding the FCA's Approach to Financial Crime with Daren Allen, Shoosmiths
- PIMFA Podcast - Navigating Financial Crime Risks: Insights from PIMFA Conference and Beyond
- PIMFA response to Cabinet Office CP on Digital Identity
- PIMFA Response to Cabinet Office CP on Digital Identity
- PIMFA Russia Sanctions Compendium
- PIMFA PODCAST
- FCA LINKS
- FCA - Anti-Fraud Controls and Complaint Handling (APP Fraud)
- FCA - Bribery and Corruption
- FCA - Combating Romance Fraud – Prevention, Detection and Supporting Victims
- FCA - Cyber Coordination Group insights 2025
- FCA - Dear CEO letter For Wealth Management and Stockbroking Firms
- FCA - Digital Sandbox
- FCA - FG 25/3 The Treatment of Politically Exposed Persons for Anti-Money Laundering Purposes
- FCA – Financial Crime Controls in Corporate Finance Firms - Findings
- FCA – Financial Crime Guide
- FCA - Financial Sanctions
- FCA - Financial Sanctions Measures Against Russia
- FCA - How to Submit a STOR
- FCA - Innovation Digital Sandbox - APP Fraud Dataset Evaluation Report
- FCA - Market Abuse
- FCA - Market Abuse Regulation
- FCA - Market Watch 77 - Market Conduct and Transaction Reporting Issues
- FCA - Money Laundering and Terrorist Financing
- FCA Podcast - Fighting Fraud and Financial Crime
- FCA - Protect Yourself
- FCA - Reducing and Preventing Financial Crime
- FCA - Register
- FCA - Register a Trust as a Trustee
- FCA - Report a Scam
- FCA - Firm Risk Assessment Processes and Controls – Findings
- FCA - Sanctions systems and controls: firms' response to increased sanctions due to Russia’s invasion of Ukraine
- FCA - Scamsmart
- FCA – Share, Bond and Boiler Room Scams
- FCA Speech - Teamwork: A Smart Way to Tackle Financial Crime
- FCA Speech - Calibrating Controls to Build Confident Markets
- FCA Speech - Frameworks for Effective Fraud Prevention Measures
- FCA Warning - Increased Risk of Online Investment Fraud
- ASSOCIATE LINKS
- Avyse Partners - FCA Focus on Stockbrokers - s166 Skilled Person Reflections
- Avyse Partners - Regulatory Gap Analysis Templates
- DAC Beechcroft - The Economic Crime (Transparency and Enforcement) Act 2022 (“ECA”) – What You need to know
- DAC Beechcroft - The Economic Crime (Transparency and Enforcement) Act 2022 (“ECA”) – What You need to know (Pt 2)
- Herbert Smith Freehills - Economic Crime Act - Register Of Overseas Entities Holding UK Property Ushered In
- Themis - Anti Slavery Hub
- Toro Solutions guest blog: Your Digital Footprint: It’s Bigger Than You Realise
- OTHER INDUSTRY LINKS
- Action Fraud – Boiler Room Fraud
- Economic Crime and Corporate Transparency Act 2023
- Economic Crime Plan 2
- Find an Advisor - via Unbiased
- Find an Advisor - via Voucher
- Foreign, Commonwealth & Development Office Post-Legislative Scrutiny Memorandum: Sanctions and Anti-Money Laundering Act 2018
- Government Factsheet: Economic Crime and Corporate Transparency Bill overarching
- HM Government - Deter, Disrupt and Demonstrate: UK Sanctions Strategy
- HMRC - Trust Registration Service Manual
- HMT - Anti-Money Laundering and Counter-Terrorist Financing: Supervision Report: 2022-23
- HMT - Anti-Money Laundering and Counter-Terrorist Financing: Supervision Report: 2023-24
- HMT - Financial Sanctions: Office of Financial Sanctions Implementation (OFSI) Guidance
- HMT - OFSI (events and webinars)
- HMT - Improving the Effectiveness of the Money Laundering Regulations
- HMT - National Risk Assessment of Money Laundering and Terrorist Financing 2025
- HMT - Money Laundering and Terrorist Financing (High-Risk Countries) (Amendment) (No.2) Regulations 2023 (SI 2023/1306).
- HMT - Reform of the AML/CTF Supervision Regime
- HMT - Updated Money Laundering Advisory Notice: High Risk Third Countries
- Home Office - Guidance on Money Laundering Reporting Obligations and DAML exemption provisions (ECCTA 2023)
- NCA - Guidance for AML supervisors - Submitting Better Quality Suspicious Activity Reports
- NCA - seeking a defence under the Proceeds of Crime Act 2002 (POCA) or Terrorism Act
- NCA - UKFIU SARs Best Practice Guidance – Submitting High Quality Suspicious Activity Reports
- NCA - Suspicious Activity Reports
- NCA - Suspicious Activity Reports In Action & UKFIU publications search
- NCA - UKFIU SARs Best Practice Guidance – Using the SAR Portal
- NCA - UKFIU SARs Best Practice Guidance - Understanding DAMLs and DATFs
- OFSI Financial Sanctions - Enforcement and Monetary Penalties Guidance
- OFSI - General Guidance on UK Financial Sanctions
- The Financial Action Task Force (FATF) - Money Laundering National Risk Assessment Guidance
- The Laundry Podcast – What Keeps MLROs Up At Night?
- The Laundry Podcast – What is the future for MLROs?
- The Money Advice Service – Staying safe against scams
- The Money Laundering and Terrorist Financing (High-Risk Countries) (Amendment) Regulations 2024
- The UK Sanctions List
- USEFUL WEBSITES
The Financial Action Task Force
The Financial Conduct Authority
HM Treasury
HM Revenue & Customs
The Joint Money Laundering Steering Group
The National Crime Agency
The Serious Fraud Office
UK Financial Intelligence Unit
Joint Money Laundering Intelligence Taskforce
National Economic Crime Centre