Our Service offering

PIMFA has a history of building and maintaining a wide range of collaborative stakeholder relationships across government, regulators and other industry bodies and groups. We continue doing so by promoting open dialogue and providing our expert views and technical expertise to achieve the best outcomes for our members as the voice of the wealth management and advice sector.

Our members are at the centre of everything we do. We provide access to a team of regulatory subject matter experts and resources that support members with their day to day compliance and operational requirements and issues, and provide strategic views and direction across a range of current and emerging priorities and industry change.

We support our members through complex regulatory change, compliance and operations projects by offering:

  • Personalised support
  • Regulatory analysis, rules interpretation and referrals to the regulator
  • Regular engagement in the form of working groups
  • Providing best practice guides, research, technical papers, briefing updates
  • Hosting industry events, such as conferences, roundtables and webinars

We help our members plan for the future by:

  • Providing policy, regulation and compliance horizon scanning and analysis
  • Drafting consultation responses and follow-up advocacy engagement
  • Exploring the impact and opportunities for new technologies, processes and infrastructures
  • Engaging industry experts on emerging topics and trends (e.g. digital assets, fraud)
  • Facilitating the sharing of good practice through peer-to-peer collaboration, compliance queries and benchmarking

Each month, PIMFA host a Regulatory Forum to provide updates on priority areas of work, best practices, and the latest intelligence on regulatory and policy matters.

Click below for recordings of previous PIMFA Regulatory Forums.

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