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Consumer Duty

Consumer Duty

Data Protection

Data Protection

Financial Crime

Financial Crime

Future of Supervision

Future of Supervision

Inclusion Diversity Equity

Inclusion Diversity Equity

Packaged retail and insurance-based investment products

Packaged retail and insurance-based investment products

Retail Disclosure Framework

Retail Disclosure Framework

Senior Managers and Certification Regime

Senior Managers and Certification Regime

Talent

Talent

Vulnerable Customers

Vulnerable Customers

Past Topics

Past Topics

Information for your clients

Information for your clients

PIMFA Thought Leadership

PIMFA Thought Leadership

All Guides

All Guides

PIMFA Website

All
Guides

This section contains practical guidance and direction on the latest industry changes for our members

Appropriateness : Volume 1 - MIFID

bEST PRACTICE FOR Diversity & Inclusion

Client Communications and Marketing

Current Fraud Trends:
How to Protect Your Firm & Your Customers

Cyber Attacks Trends and Reporting

Cyber Incident Good Practice Tips

Cyber Resilience in Extraordinary Times

Data Gathering Conundrum

Defined Benefit Pension Transfes

DISCLOSURES UNDER THE IFPR

Diversity & Inclusion
Regulation

Explanatory note - The UK Retail Service Provider (RSP) model

FCA Notification Rules

GDPR ACTION PLAN AND CHECKLIST

GDPR & Data Security

Handling FOS Complaint Claims

iNSISTENT CLIENTS:
A good practice

INSURANCE dISTRIBUTION dIRECTIVE

Implementation of MIFID in EU Member States

Inter Broker Client Transfers

LEGAL ENTITY IDENTIFIERS

MIFID II for Financial Advisers

Product Governance

rECORD keeping
under GDPR

REMUNERATION

REVIEWING THE FCA POLICY STATEMENT ON PENSION TRANSFER ADVICE

Senior Managers and Certification Regime

Suitability

Trustees

VULNERABLE CUSTOMERS:
How to identify & achieve good outcomes

Whistleblowing

Sanctions Compendium

Social

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